VANDANA V. AGARWAL (Jhunjhunwala)

C-64, Sahyadri Complex,

Opp. Bajaj Hall,

S.V.Road, Malad (West),

Mumbai – 400 064.

Mobile: 98191 85823

Mail Id: Vandana_3483@yahoo.co.in

OBJECTIVE:

Seeking challenging opportunities in the Financial Services Sector, that will utilize my strong competence and rich experience. Desire professional working environment with strong work ethic, team work and opportunity for growth.

EDUCATIONAL QUALIFICATION:

B.COM from K.J. Somaiya College of Arts & Commerce in 2003-2004.

PROFESSIONAL & ADDITIONAL QUALIFICATION:

• PGDBM – Distance learning (Finance Management)Wellingkar Institute of Management Development & Research, Mumbai – 2009.
• Diploma in Business Management Institute of Management & Professional Studies, Mumbai 2001-02.

CERTIFICATIONS:

• Derivatives Market (Dealer) Module
• Capital Market (Dealer) Module
• Commodities Market Module
• NSDL Depository – Operation Module
• Basic program on Derivatives, BSE Training Institute, Mumbai
• FEDAI-NSE Currency Futures
• Typing 50 W.P.M.

COMPUTER KNOWLEDGE:

• Well versed with MS Office (Word, EXCEL, Power point, etc.) Dos & Internet.
• Tally Version- 4.5, 5.4 & 6.3.

EXPERIENCE:

Fortune Financial & Equity Services Pvt. Ltd.: (Equity Dealer- HNI & Corporate Desk – Since Jan 2008)

Fortune is an independent company providing a complete range of financial services including Investment banking, Corporate advisory, Stock broking and distribution, DP services and commodities broking. Listed on the Bombay Stock Exchange Ltd., Fortune commenced its fully fledged broking operation by empanelling with leading FIs/FIIs/MFs/Banks.

Job Profile:

• Trading on all the trading work stations- NSE, BSE & F&O.
• Doing rollovers for future months as per the client’s request. 
• Handling portfolio of clients as per the requirement.
• Good speed of order execution with accuracy.
• Communicating technical and fundamental calls to client.
• Applying strategy of Bull & Bear spread in Future and options as instructed by derivative analysts.
• Providing buy/sell recommendation by analyzing industry trends and company competitive advantages. 
• Have hands on BSE Bolt, Neat Cash and F&o, Odin and have expertise in handling any qualms associated with the products.
• Trade confirmations, co-ordination with other dealers, co-ordination with back office, monitoring price movement of particular scrip’s etc.
• Monitoring Mark to market calculation of clients & updating of daily margins to client.

Motilal Oswal Securities Ltd.: (Senior Executive operations)

• Filling of Insurance Claim details to concerned Exchange and Insurance Company for losses taken place during Institution trading.
• Follow up with the Surveyors & Insurance Co. regarding the claims.
• Calculation of monthly Brokerage of Sub-brokers/Remisiers.
• Preparation of Final Summary.
• Daily Calculation of F&O Shortage Penalty charges for clients.
• STT Reconciliation on daily basis with Exchange.
• Recovering of STT Charges to clients & Franchises.
• Coordinating with the Branches, Franchises for duplication of Client codes.
• Follow-up for Investor Grievance Complaints with Particular exchange & clients.
• Monthly MIS for Investors Grievance Complaint.

Angel Broking Ltd.: (Executive – Compliance & operations)

• Downloading the circulars from BSE/NSE/SEBI/NCDEX sites on daily basis and the same are forwarded to all HOD’s, compliance team and as well as to all other associates to whom the circulars are related
• Preparing MIS on monthly basis for Compliance. 
• Handling payment of annual sub-broker annual fees
• Preparing and submitting Applications for Registration of Sub-brokers, Remisier & Authorised persons with BSE, NSE, NCDEX and MCX.
• Handling the queries of Sub-brokers, Remisiers and authorised persons relating to Registration.
• Submitting application for cancellation for sub brokers, Remisier and Authorised persons with Exchanges.
• Calculation of monthly Brokerage of Sub-brokers/Remisiers.
• Payout to Sub-brokers & Franchises on Monthly basis.
• Preparation of monthly MIS Report
• Preparation of Monthly Franchise share
• Monthly calculations of Service tax at Particular Remisiers Share
• STT Reconciliation on monthly basis with Exchange.

PERSONAL DETAILS:

Date of Birth: 4th April 1983

Languages Known: Hindi, Marathi and English

Hobbies: Reading, Music and Calligraphy

Maritial Status: Married

Nationality: Indian

Strength: Positive Approach, Hard work.